-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BZdhhauntEt6/fUqLz+YDLg8f0JOJ9+woIjCS4j5Cc7IfkCK6GnOUkFD8+IyFwO5 kp3nHnhaxA9Q65/fLv8QJA== 0001021408-02-002305.txt : 20020414 0001021408-02-002305.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-002305 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GROOMS JAMES M CENTRAL INDEX KEY: 0001134553 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6565 N.W. STREET 2: 81ST BOULEVARD CITY: GAINESVILLE STATE: FL ZIP: 32653 MAIL ADDRESS: STREET 1: ONE INNOVATION DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGENERATION TECHNOLOGIES INC CENTRAL INDEX KEY: 0001100441 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 593466543 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60813 FILM NUMBER: 02546145 BUSINESS ADDRESS: STREET 1: ONE INNOVATION DR CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 9044188888 MAIL ADDRESS: STREET 1: ONE INNOVATION DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 SC 13G/A 1 dsc13ga.txt SCHEDULE 13G - JAMES M. GROOMS AMEND #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (AMENDMENT NO. 2) Under the Securities Exchange Act of 1934 Regeneration Technologies, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 75886N100 (CUSIP Number) December 31, 2001 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 5 Pages This Amendment No. 2 to Schedule 13G filed on February 14, 2001, as amended on April 24, 2001, is being filed to amend Items 5, 7 and 9 to reflect changes in the number of shares of the Issuer's common stock held by a trust over which the Reporting Person may be deemed to have beneficial ownership. 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James M. Grooms 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY 1,421,750 OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON 792,000 shares WITH 7 SOLE DISPOSITIVE POWER 1,421,750 shares 8 SHARED DISPOSITIVE POWER 792,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,213,750 shares (includes 1,421,750 shares held by the James M. Grooms Trust over which Mr. Grooms has voting and dispositive power as trustee and 792,000 shares held by the Lisa Wasshausen Limited Trust over which Mr. Grooms shares voting and dispositive power with his wife, Lisa Wausshausen, as co-trustee) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] Page 3 of 5 Pages 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.1% 12 TYPE OF REPORTING PERSON IN Item 1(a) NAME OF ISSUER: Regeneration Technologies, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Innovation Drive Alachua, Florida 32615 Item 2(a) NAME OF PERSON FILING: See Item 1 of the cover page attached hereto Item 2(b) Address of Principal Business Office, or if none, residence: One Innovation Drive Alachua, Florida 32615 Item 2(c) CITIZENSHIP: See Item 4 of the cover page attached hereto Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.001 Item 2(e) CUSIP NUMBER: 75886N100 Item 3 Not Applicable Item 4 OWNERSHIP: (1) Amount beneficially owned: See Item 9 of the cover page attached hereto (2) Percent of Class: See Item 11 of the cover page attached hereto (3) See Items 5 through 8 of the cover page attached hereto Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Page 4 of 5 Pages Not Applicable Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 5 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 /s/ James M. Grooms ---------------------------------- James M. Grooms -----END PRIVACY-ENHANCED MESSAGE-----